Can you automate our regulatory filings end to end?

We build the pipeline that generates, validates, and reconciles the filing, then submits it through the regulator’s channel: BSA E-Filing, an SFTP gateway, or a direct API. A human owner still approves the submission; automation removes the manual assembly, not the accountability.

How is an immutable audit trail actually immutable?

We use append-only, tamper-evident storage: write-once object locks and hash-chained log entries. Records can be added but not silently altered or deleted. Every entry is timestamped and attributed to an actor, and retention is enforced so nothing ages out before it’s allowed to.

What is continuous control monitoring, and how is it different from an annual audit?

Instead of testing controls once a year, we run them as automated checks on a schedule: daily or on every relevant event. A broken control surfaces the day it breaks with the evidence attached, so remediation happens in hours and the eventual audit is a review of a green history rather than a scramble.

Can you integrate with GRC tools like Vanta or Drata?

Yes. We ship data and evidence into GRC platforms such as Vanta, Drata, Secureframe, and Hyperproof through their APIs, and we can also stand up custom control monitoring where your obligations run ahead of what an off-the-shelf GRC tool covers.

Do you take on our compliance obligations?

No. We’re the engineering team, not the compliance function. We build the systems that make your obligations enforceable and auditable, but the program ownership, regulatory judgement, and filing sign-off stay with your compliance officer. We make their evidence complete and their audits fast.

Fintech Compliance Automation Development

We build the regulatory reporting pipelines, immutable audit trails, and continuous control monitoring that turn manual, spreadsheet-driven compliance into engineered systems. An audit becomes a query, not a fire drill.

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What we build

Regulatory reporting pipelines

Scheduled, validated report generation and submission, from transaction and CTR filings to periodic regulator returns, with reconciliation before anything leaves the building.

Immutable audit trails

Append-only, tamper-evident logs of every decision, override, and data change, timestamped and attributable so any action can be reconstructed years later.

Continuous control monitoring

Automated tests that run controls on a schedule instead of once a quarter, flagging a broken control the day it breaks, not at the next audit.

Policy-as-code rules engine

Compliance rules expressed as versioned, testable code rather than tribal knowledge, so a policy change is a reviewed pull request with a full history.

Evidence collection + retention

Automated evidence capture mapped to each control, with retention schedules and legal-hold handling built to survive an examiner walkthrough.

Breach + deadline alerting

Threshold and SLA monitoring that escalates a missed filing window or control failure to the right owner before it becomes a reportable event.

Secure card payment terminal with PIN entry

Financial workflows need evidence at every decision

Reference architecture

Source Systems (ledger / KYC / txns)
Data Ingestion + Normalisation
Policy-as-Code Rules Engine
Control Monitoring + Validation
Evidence Store (immutable)
Report Generation + Submission
Regulator / Auditor Access

A typical compliance-automation stack: data flows from your source systems into a rules engine that evaluates controls continuously, every result and its evidence lands in an immutable store, and reports are generated and filed from that same verified record. What you submit and what an auditor sees are the same data.

Integrations shipped across 22+ partners.

GRC platforms

Vanta
Drata
Secureframe
Hyperproof

Transaction monitoring / AML

ComplyAdvantage
Unit21
Hummingbird
Sardine

Regulatory reporting

FinCEN BSA E-Filing
Custom regulator APIs
SFTP filing gateways

Ledger + banking data

Plaid
Modern Treasury
Increase
Column

Evidence + storage

AWS S3 Object Lock
Snowflake
BigQuery

Alerting + workflow

PagerDuty
Slack
Jira
Linear

Which engagement fits

Project Build

For standing up compliance automation from scratch: a focused build covering the reporting pipeline, audit trail, and control monitoring end to end.

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Embedded Squad

For keeping pace with changing regulation: a dedicated team that adds new reports, controls, and rules as your obligations and jurisdictions grow.

Explore Embedded Squad

Tech Audit

For pressure-testing an existing compliance stack: a 5-day diagnostic of your reporting accuracy, evidence completeness, and audit-readiness.

Explore Tech Audit

Compliance considerations

Compliance posture for compliance-automation builds. Status reflects how we engineer the controls into your platform. Regulatory ownership and a named compliance officer stay with your team.
Standard	Status	What we ship
SOC 2	Compliant	We instrument controls so evidence collects itself: access reviews, change logs, and monitoring wired to map onto your SOC 2 controls. The attestation and auditor relationship stay with you.
AML / BSA (Bank Secrecy Act)	In progress	We build the reporting and evidence pipeline: CTR/SAR data collection, filing workflows, audit logging. Final AML program ownership and filing sign-off belongs to your compliance officer.
GDPR / UK GDPR	Compliant	Lawful-basis handling, retention schedules, and data-subject-rights tooling built into the evidence and reporting layers. See /compliance/gdpr.
Records retention (SEC 17a-4 / MiFID II style)	In progress	Immutable, time-stamped, WORM-style evidence storage architected to meet write-once retention expectations. We engineer the controls; the retention-policy call is yours.

Free

Compliance Audit Trail Validator

A check of your compliance system’s decision logging and audit-trail completeness against what examiners expect to see.

Validate your audit trail

Contactless payment transaction at a point-of-sale terminal

Built for financial-grade delivery

Money movement leaves a trail

Every payment, every risk decision, every compliance check: engineered to be explainable and audit-ready. The architecture ships with the evidence, not as an afterthought.

Frequently asked questions

We build the pipeline that generates, validates, and reconciles the filing, then submits it through the regulator’s channel: BSA E-Filing, an SFTP gateway, or a direct API. A human owner still approves the submission; automation removes the manual assembly, not the accountability.

Turning manual compliance into engineered systems? Schedule a meeting.

We’ve shipped the reporting pipelines, audit trails, and control monitoring that fintech compliance teams run in production. Tell us what you’re building.

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